ISQM 1 evaluation cycle ACTIVE lobal

FRC / PCAOB inspections 2026 PLANS FILED

SOCPA peer review UNDERWAY

PDPL fully enforceable — SAR 5M exposure

EU audit reform oversight RAMPING

IRBA, ICPAK, FRC Nigeria QR CYCLES LIVE

Audit firms live on falconry.one across 4 REGIONS

ISQM 1 evaluation cycle ACTIVE — global

FRC / PCAOB inspections 2026 PLANS FILED

SOCPA peer review UNDERWAY

EU audit reform oversight RAMPING

IRBA, ICPAK, FRC Nigeria QR CYCLES LIVE

Audit firms live on falconry.one across 4 REGIONS

Book a Demo
Book a Demo
Pillar 01

Governance & Quality Automation

Automate your ISQM1 obligations, SOCPA quality management requirements, and firm-wide governance framework — giving your firm inspection-ready documentation at any time.

ISQM 1 · AML · PDPL · NCA ECC · Independence · CPD · Performance

Arabic & English · Live in 8 weeks · Powered by Falconry Solutions

SOCPA peer review inspections active

PDPL fully enforceable — SAR 5M exposure

✦ 3 of the Big 10 KSA audit firms live on falconry.one

NCA ECC controls now mandatory

Five Core Modules

Automate Governance & Strengthen Audit Quality

Five deeply integrated modules automating your firm's complete governance and quality management framework — aligned to ISQM1, SOCPA standards, CMA requirements, and international professional standards.
Module 01

Quality Management (ISQM1)

Automate the firm’s ISQM1 quality management framework — required by SOCPA-registered firms and increasingly by regulators including CMA, DFSA, and SCA. Includes quality risk assessment, monitoring activities, remediation tracking, engagement quality reviews, and root cause analysis. Always inspection-ready.
  • Quality risk assessment frameworks
  • Monitoring and remediation tracking
  • Engagement quality review workflows (ISQM 2)
  • Root cause analysis
  • Firm-wide quality dashboards for SOCPA & CMA reviews
  • SOCPA review ready
  • CMA compliance
  • DFSA quality standards
Module 02

Client Acceptance & Continuance

Manage client onboarding and engagement approval workflows with risk scoring, independence checks, and engagement risk evaluation. Critical for CMA-regulated engagements and SOCPA compliance — every acceptance decision documented and auditable, with automated continuance reviews at required intervals.
  • Client risk scoring aligned to regulatory requirements
  • Conflict and independence checks
  • Engagement risk assessments
  • Partner approval workflows with documented sign-off
  • CMA engagement compliance
  • SOCPA standards
Module 03

AML & Regulatory Compliance

Automate anti-money laundering and regulatory compliance processes — critical for SAMA-supervised audit clients in KSA, CBUAE-regulated clients in UAE, and all professional services firms under AML regulations. KYC workflows, sanctions screening, and multi-jurisdictional regulatory monitoring.
  • KYC workflows aligned to SAMA & CBUAE requirements
  • Sanctions screening integration
  • Suspicious activity reporting
  • CMA, ZATCA & multi-jurisdiction regulatory monitoring
  • SAMA AML requirements
  • CBUAE compliance
  • FATF aligned
Module 04

Independence Monitoring

Track and monitor partner and staff independence requirements — essential for CMA-regulated audit firms in KSA, DFSA and SCA-approved auditors in UAE, and all firms operating under IESBA Code of Ethics. Continuous automated monitoring of financial interests, relationships, and threats.
  • CMA independence requirements for listed-entity auditors
  • Financial interest and relationship monitoring
  • Annual declaration management and documentation
  • IESBA Code of Ethics alignment
  • CMA independence
  • DFSA compliance
  • IESBA aligned
Module 05

Learning & Certification Compliance

Monitor mandatory training, professional certifications, and regulatory learning requirements — including SOCPA CPD requirements for Saudi-registered accountants and professional development obligations for ICAEW, ACCA, and other body members operating in KSA and UAE.
  • SOCPA CPD tracking and deadline management
  • Professional body certification monitoring (ICAEW, ACCA, CPA)
  • Regulatory learning requirement tracking
  • Firm-wide compliance dashboards for leadership
  • SOCPA CPD
  • ICAEW & ACCA
  • Automated alerts

The Result for Your Firm

Firms using this pillar — including PKF Al Bassam, RSM Allied Services, and MOORE KSA — strengthen audit quality, achieve consistent ISQM1 compliance, and demonstrate regulatory readiness to SOCPA, CMA, and other regulators with a fraction of the manual effort previously required.
  • SOCPA review ready
  • CMA compliant
  • Always inspection-ready
  • ISQM1 native

See Governance &
Quality Automation

Request a demonstration of the Falconry.one Governance & Quality module
tailored to your firm's SOCPA, CMA, or DFSA obligations.

Request a Demo
Next: Risk & Cyber